Auxillias identifies steps for firms amid court ruling on commission disclosures - Court of Appeal’s decision on commission disclosure prompts urgent action for industry compliance and risk management.

It’s been a busy week!

Leasing World spoke with the team at Auxillias this month to find out how things have been going since its launch in 2020.

Broker News reports on the appointment of Simon Tattersfield who joins Auxillias as board advisor.

George Harbottle of Auxillias examines the details and action points in the FCA’s Consultation Paper CP21/34*** December 2021

The FCA Climate Change Adaptation Report is set within the context of the FCA’s strategic approach to climate change, including the transition to net zero by 2050.

Whilst many firms are looking to continue with remote and hybrid working due to the Covid-19 pandemic, the FCA has set out its expectation for firms to plan and meet their regulatory responsibilities.

Leasing World reports on Auxillias’ two industry accolades

Asset Finance International writes about the Asset Finance Connect conference and includes details about Auxillias’ session at the event

The FCA has released details of its expectations so firms can plan and continue to meet their regulatory responsibilities. These expectations are expected to evolve as more is understood about how firms intend to operate.

Asset Finance International reports on Auxillias’ two new hires

Read how Auxillias has expanded its team with two legal, governance and compliance specialists

On 31 March 2021, Mark Steward, executive director of enforcement and Market Oversight at the FCA delivered a keynote speech on compliance, culture and evolving regulatory expectations to an audience at NYU Law School’s on compliance, culture, and ESG.

As of May this year, the FCA has new guidance on Consumer duty setting out further standards of consumers protection in the retail markets for firms to adhere to. This also forms part of the FCA’s Transformation programme

Protecting vulnerable customers is a key focus for the FCA and is more important now in light of the impact of Covid-19. Jo Davis outlines the FCA’s guidance.

Asset Finance International writes a piece on how Auxillias is celebrating one year in business

The FCA has consulted on proposed changes to how firm approach their operational resilience. Jo Davis provides a summary of the FCA final guidance PS21/3.

This article provides an update on the latest developments on vulnerability, including the FCA’s recent guidance for firms on the fair treatment of vulnerable customers.

Jo Davis outlines that key findings from the FCA’s Coronavirus Linked Forbearance Review

This Spring, the Financial Conduct Authority is due to consult on proposals to introduce an extensive duty of care owed by financial services. Jo Davis explains what this is