FCA enforcement changes - what you need to know

The FCA’s revised enforcement guide (ENFG) and new transparency policy went live on 3 June - bringing in important changes that all regulated firms should be aware of.

 While the regulator has pulled back from its most controversial 'name and shame' proposals, the new guidance still raises real questions about reputational risk, investigation publicity and the speed at which enforcement can now unfold.

 To help you get to grips with the changes, our head of advisory, Paul Godsmark, has written a short paper looking at:

• What’s changed and what hasn’t

• When firms might now be named

• What the FCA’s transparency push is really trying to achieve

• What you need to do to stay prepared

Download our three pager here.